CyberscopeTV

About the job

Prestige Recruitment Specialists are currently recruiting for a Compliance Assistant for a well-established client . Job Description * To provide support to the Head of Compliance & Operations with their duties and compliance to FCA rules. * Work closely with Financial Planners and Paraplanners to ensure the firm is compliant to a high technical standard. * Collate KPI management information for the quarterly compliance reports. * Assist with reviewing and maintaining complaints procedures and records * Record Financial Promotions and all marketing materials to ensure they are compliant Person Specification * Work well within a team * Strong attention to detail * Good time management skills * Ability to work well under pressure * Practical approach to problem solving This would suit recent graduates that can see a future in the finance sector Working hours are: Monday to Friday 9am – 5pm Prestige Recruitment Specialists Ltd are acting as an employment agency working on behalf of the client. Your application will be given consideration and a shortlist of applicants will be submitted to our Client. If you have not heard within 7 days, you have been unsuccessful on this occasion. Prestige Recruitment Specialists Limited is an award winning independent recruitment agency that has been firmly established for over 25 years within Yorkshire and Lincolnshire

Company

Company Name

Address

Kingston upon Hull, City of Kingston upon Hull,United Kingdom