CyberscopeTV

About the job

Kind Consultancy is working with a large, well-established Financial Services organisation which is currently seeking a Compliance Advisory Executive with a focus on Investments to join their Chester office. The Investments Compliance Advisory Office position centres on providing technical guidance and advice to the business in relation to policies, procedures, and training within their Investments division, always looking to ensure appropriate customer outcomes. Key responsibilities of the position will include: * Ensuring a focus on appropriate customer outcomes is embedded in all Lending processes through controlled sign off of company policies, procedures, and letters * Providing ongoing advice to colleagues on regulatory requirements * Communicate at a senior level, both internally and externally, the relationship between and impact of regulations, rules, and guidance * Support operational and regulatory projects, acting as a Compliance subject matter expert to ensure regulatory requirements are met and risks to the business are mitigated * Maintaining and updating Compliance frameworks, policies and procedures in line with regulatory changes and/or client requirements Our ideal candidate for the Compliance Advisory Officer - Investments opportunity: * Must have in-depth knowledge of FCA rules and guidance including COBS, CASS, MIFID II, ISA regulations, FATCA, DISP, detailed understanding of structured products/deposits, ISAs and child trust funds * Is risk-aware, customer-focused, bold, supportive and results-driven * Has three or more years of experience working in a Financial Services regulatory environment * Is able to review and interpret regulatory, internal and industry standards * Has experience of analysing regulatory requirements against client demands to ensure compliance * Is able to interpret complex information, always maintaining strong attention-to-detail * Has experience of producing Compliance reports If you're interested in the Compliance Advisory Officer - Investments position in Chester and you have the skills and experience we're looking for, please apply with an up to date CV today

Company

Company Name

Address

Chester, Cheshire West and Chester,United Kingdom