CyberscopeTV

About the job

Our client is an internationally renowned asset and investment management firm. The opportunity has arisen, initially on a contract/consultancy basis, for an experienced Compliance professional with buy-side experience of supporting marketing, distribution & financial promotions to join their growing team. There is a view for the consultant to be offered permanent work after an initial 6-month interim consultancy period. THE ROLE: Compliance Officer Marketing & Distribution • Review and provide advice on sales materials, including financial promotions aimed at professional and retail clients • Provide guidance on regulatory and reputational risk associated with various initiatives • Participate on working groups with internal stakeholders to support initiatives, including fund launches and associated issues • Work closely with global colleagues to help develop and ensure consistency of policy approach • Partner with colleagues within Legal & Compliance on the development and marketing of new products and services • Advising sales team on cross-border marketing rules and local regulations in EMEA • Deliver targeted training as needed to internal stakeholders • Advise on product distribution issues for our retail and institutional client businesses • Analyze regulatory developments relevant to the asset management business SKILLS/EXPEIRENCE REQUIRED: Compliance Officer Marketing & Distribution * 6-8 years of legal and/or regulatory experience in asset management • Strong knowledge of asset management business and products • Experience in application of financial promotion requirements • Strong analytical skills • Strong written and oral communication skills • High standard of accuracy and excellent attention to detail • Ability to prioritize workloads, multi-task and adhere to deadlines • Excellent organizational and leadership skills • Collaborative team player; ability to work on team projects and to work autonomously • Knowledge of cross-border marketing rules in EMEA Compliance Officer Marketing & Distribution

Company

Company Name

Address

EC2N, Broad Street, Greater London,United Kingdom