Urgent Compliance Administrator FTC Required
QHSE Taskforce

About the job

My clients a well known financial services company based in the city, are seeking a Compliance Administrator to work on a FTC. The successful candidate will support the Head of Compliance to ensure the business complies with all applicable regulatory requirements. The role will afford the successful candidate the opportunity to develop their compliance skills across a number of compliance disciplines and will include ongoing interaction with the wider business. The candidate will demonstrate excellent interpersonal and people management skills along with the commitment to achieving excellence for themselves. RESPONSIBILITIES Screening of customers and any related parties using KYC screening tools to identify the presence of PEPs, SDNs or adverse news Assess and review the screening alerts generated to determine if the alerts are either False Positive or a Potential Match (escalating where required). Apply the Client On-Boarding policies and procedures to analyse the necessary documents for each client type. Update the various trackers to ensure MI / Statistics are correct at all times. Analysis of new legislation, digest , understand and update policies and procedures where applicable Review publicly available sources of information to develop a thorough understanding of the client's activities and the nature of the proposed business relationship and work with the first line to source additional documentation if sufficient information is not publicly available. Carry out risk based client reviews and reporting according to compliance policies and procedures. Representing the Compliance Department on business initiatives and ad hoc projects as required. A hands on approach and willingness to get involved in project work. Responsible for ensuring compliance information on Viewpoint is up to date. Assist Management and staff members to understand their regulatory requirements, and liaise with the Head of Compliance where required. Collaborate with the Head of Compliance to implement and maintain relevant policies and procedures including financial crime, sanctions and terrorist financing policies and procedures, monitor their adequacy and deliver training to the wider business where applicable. Assist the Head of Compliance to perform compliance monitoring programmes. Be approachable when providing assistance to the team and where appropriate escalate to the Head of Compliance. Assisting the Head of Compliance in production of quarterly compliance reports where required. Promote Compliance objectives across the company and take care of and establish good relationships with all team and clients.SKILLS / EXPERIENCE Proven excellent interpersonal and people management skills. Good understanding of the range of fiduciary products offered in the Funds, Capital Markets and Corporate service lines. Demonstrated effective communicator and relationship management skills. At least 3 years' experience working within a compliance function. Good time management and ability to work under pressure. Degree educated and holding, working towards or willing to work towards, a relevant compliance-related qualification. Good level of IT Skills (excel, word etc)In return: A competitive basic salary and benefits are on offer with the potential of going permanent



London,United Kingdom

Job Type



£30000.00 - £36000.00



Educational Level


Career Level



Company Name


London,United Kingdom

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