CyberscopeTV

About the job

Brooke Harrison are excited to bring to market a fantastic opportunity, we are recruiting for a Compliance Manager to work for one of the fastest growing financial services companies in the UK The role will require a high degree of attention to detail and knowledge of the mortgage sales process along with experience in dealing with mortgage brokers, and protection advisors. You will be required to check mortgage case files have followed the correct sales process and that the correct advice has been given. This is a role that requires a proactive, flexible, hardworking approach and positive attitude; with a need for attention to detail and strong organisational skills and managing multiple priorities. Required Skills • Proven experience in managing, coaching and developing staff • Understanding of UK regulatory requirements within the mortgage sector of the financial services industry • Good experience within the mortgage sector of financial services and practical experience and knowledge of compliance monitoring activities is essential • Knowledge of the Data Protection, including GDPR and Anti-Money Laundering Regulations • A good understanding of FCA handbooks and regulatory guides • CeMAP qualification Daily Duties • Carry out the assessment of mortgage advice provided to clients by checking each mortgage file • Identify potential gaps and weaknesses and develop preventative and remedial measures • Assist in the adoption of best practices and procedures within the regulations of the Data Protection Act (DPA) including GDPR Unfortunately, Brooke Harrison Recruitment can only respond to candidates that meet the minimum criteria for the role. If you have not received a response from Brooke Harrison Recruitment within 5 working days, please assume that in this instance your application has been unsuccessful

Company

Company Name

Address

Gerrards Cross, Buckinghamshire,United Kingdom